| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2020-10-27 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-10-27 | - |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2019-11-18 | 2019-12-12 |
| Rep | Advising on securities | 2019-11-18 | 2019-12-12 | |
| Rep | Dealing in futures contracts | 2019-11-18 | 2019-12-12 | |
| Rep | Dealing in securities | 2019-10-17 | 2019-12-12 | |
| SPDB International Capital Limited | Rep | Dealing in securities | 2017-10-23 | 2019-07-28 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-06-07 | 2017-06-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-07 | 2017-06-12 |
No HKMA registrations in the collected records.