Personnel Hong Kong SFC License Details (ID 2082613)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Asset Management Limited	Rep	Advising on securities	2021-01-04	-
	Rep	Asset management	2021-01-04	-
Soochow Securities International Brokerage Limited	RO	Dealing in securities	2019-03-05	2020-11-30
	Rep	Dealing in securities	2018-09-17	2019-03-05
	Rep	Advising on securities	2018-09-17	2020-11-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2013-06-10	2013-10-12