Personnel Hong Kong SFC License Details (ID 2082620)

Personnel Hong Kong SFC License Details (ID 2082620)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-11-29	2024-12-03
	Rep	Dealing in securities	2024-11-29	2024-12-03
	Rep	Dealing in futures contracts	2023-05-12	2023-05-16
	Rep	Dealing in securities	2023-05-12	2023-05-16
	Rep	Dealing in futures contracts	2019-01-07	2019-01-11
	Rep	Dealing in securities	2019-01-07	2019-01-11
	Rep	Dealing in futures contracts	2018-06-15	2018-06-23
	Rep	Dealing in securities	2018-06-15	2018-06-23
	Rep	Dealing in futures contracts	2017-09-11	2017-09-15
	Rep	Dealing in securities	2017-09-11	2017-09-15
	Rep	Dealing in futures contracts	2013-06-10	2016-05-20
	Rep	Dealing in securities	2013-06-10	2016-05-20