Chan, Ki Yin 陳其延

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-03-11	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-03-11	-
oOo Securities (HK) Group Limited	Rep	Asset management	2014-01-17	2014-02-10
	Rep	Dealing in securities	2014-01-17	2014-02-10
Open Securities Limited	Rep	Dealing in futures contracts	2013-08-01	2014-01-03
OPEN ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-06-11	2014-01-03
Open Securities Limited	Rep	Dealing in securities	2013-06-11	2014-01-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-03-11	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-03-11	-
oOo Securities (HK) Group Limited	Rep	Asset management	2014-01-17	2014-02-10
	Rep	Dealing in securities	2014-01-17	2014-02-10
Open Securities Limited	Rep	Dealing in futures contracts	2013-08-01	2014-01-03
OPEN ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-06-11	2014-01-03
Open Securities Limited	Rep	Dealing in securities	2013-06-11	2014-01-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.