Personnel Hong Kong SFC License Details (ID 2083275)

Personnel Hong Kong SFC License Details (ID 2083275)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2015-07-17	2015-07-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-07-17	2015-07-23
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2015-05-08	2015-05-15
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-05-08	2015-05-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2014-06-11	2014-07-10
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2014-06-11	2014-07-10
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2013-06-11	2013-06-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2013-06-11	2013-06-24