Personnel Hong Kong SFC License Details (ID 20836105)

Personnel Hong Kong SFC License Details (ID 20836105)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OSL Asset Management Limited	Rep	Advising on securities	2023-05-25	2023-07-13
	Rep	Asset management	2023-05-25	2023-07-13
	Rep	Dealing in securities	2023-05-12	2023-07-13
OSL DIGITAL SECURITIES LIMITED OSL	Rep	Dealing in securities	2022-10-06	2023-04-17
Wisdom Bright Asset Management Limited	RO	Advising on securities	2022-01-27	2022-07-22
	Rep	Asset management	2020-07-09	2022-07-22
	Rep	Advising on securities	2020-06-10	2022-01-27
LAMTEX SECURITIES LIMITED	Rep	Advising on securities	2019-12-16	2020-05-11
	Rep	Dealing in securities	2019-12-16	2020-05-11
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-01-08	2019-08-17
	Rep	Dealing in securities	2018-11-28	2019-08-17
China Vered Securities Limited	Rep	Advising on securities	2018-07-25	2018-10-31
	Rep	Dealing in securities	2018-07-25	2018-10-31