Personnel Hong Kong SFC License Details (ID 2084719)

Personnel Hong Kong SFC License Details (ID 2084719)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on futures contracts	2021-02-08	-
	RO	Advising on securities	2021-02-08	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Advising on futures contracts	2021-02-08	-
	RO	Advising on securities	2021-02-08	-
	RO	Providing automated trading services	2021-02-08	-
	RO	Dealing in futures contracts	2016-10-11	-
	RO	Dealing in securities	2016-10-11	-
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2013-12-23	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2013-12-23	2016-10-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2013-12-23	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-09-16	2013-12-23
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2013-09-16	2013-12-23
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-09-16	2013-12-23
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-06-14	2013-09-14
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2013-06-14	2013-09-14
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-06-14	2013-09-14