Personnel Hong Kong SFC License Details (ID 2084726)

Personnel Hong Kong SFC License Details (ID 2084726)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	Dealing in securities	2026-01-21	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2026-01-21	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2025-03-31	2026-01-21
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-07-26	2025-01-31
	RO	Dealing in securities	2022-02-04	2022-07-26
	Rep	Dealing in securities	2020-03-04	2022-02-04
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2017-08-28	2019-11-19
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2013-06-14	2013-08-09