| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | Rep | Advising on securities | 2026-04-30 | - |
| Rep | Dealing in securities | 2026-04-30 | - | |
| Robeco Hong Kong Limited | Rep | Advising on securities | 2022-05-12 | 2026-04-01 |
| Rep | Dealing in securities | 2022-05-12 | 2026-04-01 | |
| China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2021-05-25 | 2022-04-29 |
| Rep | Asset management | 2021-05-25 | 2022-04-29 | |
| Rep | Dealing in securities | 2021-05-25 | 2022-04-29 | |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-12-12 | 2020-08-28 |
| Rep | Asset management | 2017-12-12 | 2020-08-28 | |
| Rep | Dealing in securities | 2017-12-12 | 2020-08-28 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-06-17 | 2013-09-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-17 | 2013-09-03 |
No HKMA registrations in the collected records.