Personnel Hong Kong SFC License Details (ID 20866)

Personnel Hong Kong SFC License Details (ID 20866)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBC CAPITAL PARTNERS LIMITED	RO	Advising on corporate finance	2019-07-24	2024-09-30
EMINENCE CAPITAL PARTNERS LIMITED	RO	Advising on corporate finance	2017-01-16	2019-07-16
CNCB (Hong Kong) Capital Limited	Rep	Advising on securities	2016-10-26	2017-01-15
	Rep	Dealing in securities	2016-10-26	2017-01-15
	RO	Advising on corporate finance	2015-07-06	2017-01-15
Austin Asia Securities Limited	RO	Advising on corporate finance	2015-04-27	2015-06-15
EMINENCE CAPITAL PARTNERS LIMITED	RO	Advising on corporate finance	2013-11-08	2015-02-05
Chanceton Capital Partners Limited	RO	Advising on corporate finance	2010-04-01	2013-11-06
	Rep	Advising on corporate finance	2009-02-16	2010-04-01