Personnel SFC Licences and HKMA Registrations (ID 2086977)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2023-02-22	-
Rich Union Securities (H.K.) Limited	Rep	Dealing in securities	2020-06-22	2022-12-31
	Rep	Dealing in securities	2013-06-19	2014-04-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.