Personnel Hong Kong SFC License Details (ID 2087579)

Personnel Hong Kong SFC License Details (ID 2087579)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOFIDES SECURITIES LIMITED	Rep	Advising on securities	2026-09-04	-
	Rep	Dealing in securities	2026-09-04	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on futures contracts	2024-04-17	2026-08-03
	Rep	Advising on securities	2024-04-17	2026-08-03
	Rep	Asset management	2024-04-17	2026-08-03
	Rep	Dealing in futures contracts	2024-04-17	2026-08-03
	Rep	Dealing in securities	2024-04-17	2026-08-03
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-11-10	2024-03-22
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-11-10	2024-03-22
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-11-10	2024-03-22
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2019-02-27	2022-10-03
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-08-26	2022-09-30
GigaMoney Limited	Rep	Dealing in securities	2013-06-20	2022-09-30