Personnel Hong Kong SFC License Details (ID 20878647)

Personnel Hong Kong SFC License Details (ID 20878647)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2021-08-03	2024-09-12
	Rep	Dealing in futures contracts	2021-08-03	2024-09-12
	Rep	Dealing in securities	2021-08-03	2024-09-12
Morgan Stanley Asia Limited	Rep	Advising on securities	2020-08-24	2021-08-03
	Rep	Dealing in securities	2018-07-26	2024-09-12
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2018-07-26	2019-08-05
	Rep	Dealing in securities	2018-07-26	2019-08-05
	Rep	Dealing in futures contracts	2018-07-26	2020-08-01