Personnel Hong Kong SFC License Details (ID 2088376)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-12-28	2018-09-01
	Rep	Asset management	2016-12-28	2018-09-01
	Rep	Dealing in securities	2016-12-28	2018-09-01
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2015-01-26	2016-12-14
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2013-06-21	2015-01-07