Personnel Hong Kong SFC License Details (ID 2089106)

Personnel Hong Kong SFC License Details (ID 2089106)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2017-08-30	2021-07-30
	RO	Dealing in futures contracts	2017-08-30	2021-07-30
	Rep	Advising on securities	2013-06-24	2016-09-13
	Rep	Dealing in securities	2013-06-24	2016-09-13
	Rep	Advising on futures contracts	2013-06-24	2017-08-30
	Rep	Dealing in futures contracts	2013-06-24	2017-08-30
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2013-06-24	2021-07-30
	Rep	Dealing in securities	2013-06-24	2021-07-30