Personnel Hong Kong SFC License Details (ID 2089107)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-12-11	-
	Rep	Asset management	2019-12-11	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-12-19	2016-07-19
Jefferies Hong Kong Limited	Rep	Advising on securities	2013-06-24	2014-10-31