Personnel Hong Kong SFC License Details (ID 2090549)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
De Riva Asia Limited	Rep	Dealing in securities	2023-03-31	-
K.K.M. SECURITIES LIMITED	Rep	Dealing in securities	2020-04-08	2021-03-31
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2013-06-26	2013-08-06