Personnel SFC Licences and HKMA Registrations (ID 2091241)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Global Corporate Finance Co., Limited	Rep	Advising on corporate finance	2026-06-29	-
EUTO CAPITAL PARTNERS LIMITED	Rep	Advising on corporate finance	2021-10-22	2024-08-26
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2018-03-14	2021-09-02
	Rep	Dealing in securities	2018-03-14	2021-09-02
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2018-03-14	2021-09-02
Opus Capital Limited (HK)	Rep	Advising on corporate finance	2016-09-09	2017-10-11
	Rep	Dealing in securities	2016-09-09	2017-10-11
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2015-08-06	2016-09-05
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2015-08-06	2016-09-05
DONVEX CAPITAL LIMITED	Rep	Advising on corporate finance	2013-06-27	2015-07-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.