Lee, Caric Shi Tat 利仕達

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2011-07-21	2013-12-11
	Rep	Dealing in securities	2011-07-21	2013-12-11
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-01-06	2009-02-19

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2011-07-21	2013-12-11
	Rep	Dealing in securities	2011-07-21	2013-12-11
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-01-06	2009-02-19