| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2015-06-02 | 2016-06-08 |
| Rep | Advising on securities | 2015-06-02 | 2016-06-08 |
| Rep | Dealing in futures contracts | 2015-05-06 | 2016-06-08 |
| Rep | Dealing in securities | 2015-05-06 | 2016-06-08 |
| Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2014-12-19 | 2015-01-06 |
| Rep | Dealing in securities | 2014-12-19 | 2015-01-06 |
| Rep | Leveraged foreign exchange trading | 2014-12-19 | 2015-01-06 |
| Interactive Brokers LLC | Rep | Leveraged foreign exchange trading | 2013-10-24 | 2014-08-09 |
| Rep | Dealing in futures contracts | 2013-09-10 | 2014-08-09 |
| Rep | Dealing in securities | 2013-07-02 | 2014-08-09 |