Buffham, Laura Jayne

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-03-06	2022-08-19
	Rep	Dealing in futures contracts	2018-03-06	2022-08-19
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-12-19	2017-03-04
	Rep	Dealing in securities	2016-12-19	2017-03-04
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-07-02	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-07-02	2017-03-04
	Rep	Dealing in securities	2013-07-02	2017-03-04
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-07-02	2016-12-18

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-03-06	2022-08-19
	Rep	Dealing in futures contracts	2018-03-06	2022-08-19
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-12-19	2017-03-04
	Rep	Dealing in securities	2016-12-19	2017-03-04
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-07-02	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-07-02	2017-03-04
	Rep	Dealing in securities	2013-07-02	2017-03-04
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-07-02	2016-12-18