Niu, Shuo 牛朔

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2025-05-26	-
	Rep	Advising on securities	2025-05-26	-
	Rep	Dealing in securities	2025-05-26	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2013-07-02	2016-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2025-05-26	-
	Rep	Advising on securities	2025-05-26	-
	Rep	Dealing in securities	2025-05-26	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2013-07-02	2016-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.