Personnel SFC Licences and HKMA Registrations (ID 2093107)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	Rep	Dealing in securities	2023-06-01	-
State Street Securities Hong Kong Limited	Rep	Dealing in securities	2013-04-22	2023-03-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.