Personnel Hong Kong SFC License Details (ID 2093772)

Personnel Hong Kong SFC License Details (ID 2093772)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2025-08-11	-
	Rep	Dealing in securities	2025-08-11	-
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-07-03	2014-12-31
	Rep	Asset management	2013-07-03	2014-12-31
	Rep	Dealing in securities	2013-07-03	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2013-07-03	2015-07-24
	Rep	Advising on securities	2013-07-03	2025-07-11
	Rep	Dealing in securities	2013-07-03	2025-07-11