Personnel SFC Licences and HKMA Registrations (ID 20941233)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Securities (Hong Kong) Limited	Rep	Dealing in futures contracts	2026-11-09	-
	Rep	Dealing in securities	2026-11-09	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2021-11-17	2026-11-01
	Rep	Dealing in securities	2021-11-17	2026-11-01
Legend Arb Advisors Limited	Rep	Advising on futures contracts	2021-04-21	2021-10-06
	Rep	Advising on securities	2021-04-21	2021-10-06
	Rep	Asset management	2021-04-21	2021-10-06
AP Capital Management (Hong Kong) Limited	Rep	Asset management	2018-07-27	2018-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.