Personnel SFC Licences and HKMA Registrations (ID 20941443)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	RO	Advising on securities	2021-06-23	-
	RO	Asset management	2021-06-23	-
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2019-11-26	2021-05-31
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2019-10-28	2021-06-23
	Rep	Asset management	2019-10-28	2021-06-23
CITIC Securities International Global Markets Limited	Rep	Dealing in securities	2019-10-28	2021-05-31
BC Global Asset Management Limited	Rep	Advising on securities	2018-07-27	2019-10-08
	Rep	Asset management	2018-07-27	2019-10-08
	Rep	Dealing in securities	2018-07-27	2019-10-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.