Personnel Hong Kong SFC License Details (ID 2095102)

Personnel Hong Kong SFC License Details (ID 2095102)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-07-13	2018-10-04
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-07-13	2018-10-04
Yi Shun Da Capital Limited	Rep	Advising on corporate finance	2017-02-01	2018-06-22
	Rep	Dealing in securities	2017-02-01	2018-06-22
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2016-08-25	2016-12-16
	Rep	Dealing in securities	2016-08-25	2016-12-16
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-07-05	2016-08-22
	Rep	Dealing in securities	2013-07-05	2016-08-22