| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | RO | Advising on futures contracts | 2025-03-13 | - |
| RO | Dealing in futures contracts | 2025-03-13 | - | |
| RO | Advising on securities | 2024-08-16 | - | |
| RO | Asset management | 2024-08-16 | - | |
| RO | Dealing in securities | 2024-08-16 | - | |
| Rep | Advising on securities | 2023-08-03 | 2024-08-16 | |
| Rep | Asset management | 2023-08-03 | 2024-08-16 | |
| Rep | Dealing in securities | 2023-08-03 | 2024-08-16 | |
| Rep | Advising on futures contracts | 2023-08-03 | 2025-03-13 | |
| Rep | Dealing in futures contracts | 2023-08-03 | 2025-03-13 | |
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2019-06-19 | 2023-01-27 |
| Rep | Asset management | 2019-06-19 | 2023-01-27 | |
| Rep | Dealing in securities | 2019-06-19 | 2023-01-27 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2015-09-15 | 2019-06-06 |
| Rep | Advising on futures contracts | 2015-06-02 | 2019-06-06 | |
| Rep | Advising on securities | 2015-06-02 | 2019-06-06 | |
| Rep | Asset management | 2015-06-02 | 2019-06-06 | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2014-07-18 | 2015-03-09 |
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2013-07-05 | 2014-06-06 |
| Rep | Asset management | 2013-07-05 | 2014-06-06 |
No HKMA registrations in the collected records.