Personnel Hong Kong SFC License Details (ID 2095114)

Personnel Hong Kong SFC License Details (ID 2095114)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on futures contracts	2026-01-28	-
	Rep	Advising on securities	2026-01-28	-
	Rep	Dealing in futures contracts	2026-01-28	-
	Rep	Dealing in securities	2026-01-28	-
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-09-06	2023-10-16
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2023-09-06	2023-10-16
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on futures contracts	2020-09-10	2023-08-20
	Rep	Advising on securities	2020-09-10	2023-08-20
	Rep	Dealing in futures contracts	2020-09-10	2023-08-20
	Rep	Dealing in securities	2020-09-10	2023-08-20
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2018-04-27	2019-01-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-09-05	2019-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-09-05	2019-03-31
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2015-08-07	2017-08-11
	Rep	Dealing in securities	2015-08-07	2017-08-11
GigaMoney Limited	Rep	Dealing in securities	2013-07-05	2015-03-03
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-07-05	2015-03-03