Personnel Hong Kong SFC License Details (ID 2095335)

Personnel Hong Kong SFC License Details (ID 2095335)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2026-06-26	-
	RO	Dealing in securities	2026-06-26	-
China Securities (International) Asset Management Company Limited	RO	Advising on securities	2022-04-27	-
	RO	Asset management	2022-04-27	-
	Rep	Advising on securities	2021-01-27	2022-04-27
	Rep	Asset management	2021-01-27	2022-04-27
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2021-01-27	2026-06-26
	Rep	Dealing in securities	2021-01-27	2026-06-26
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-05-30	2018-04-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-05-30	2018-04-01
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2014-07-23	2016-05-05
	Rep	Dealing in securities	2014-07-23	2016-05-05
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2013-12-02	2014-06-27
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2013-12-02	2014-06-27
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2013-07-08	2013-08-16
	Rep	Dealing in securities	2013-07-08	2013-08-16