| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-09-20 | 2026-08-31 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-20 | 2026-08-31 |
| Ever-Long Futures Limited | Rep | Dealing in futures contracts | 2020-12-02 | 2021-08-29 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-12-02 | 2021-08-29 |
| Rep | Dealing in securities | 2020-12-02 | 2021-08-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2015-12-15 | 2019-01-20 |
| Rep | Dealing in futures contracts | 2015-10-27 | 2019-01-20 |
| Rep | Leveraged foreign exchange trading | 2015-10-27 | 2019-01-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-10-27 | 2019-01-20 |
| Rep | Dealing in securities | 2015-10-27 | 2019-01-20 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-28 | 2015-09-11 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2015-07-28 | 2015-09-11 |
| Rep | Dealing in securities | 2015-07-28 | 2015-09-11 |
| Rep | Leveraged foreign exchange trading | 2015-07-28 | 2015-09-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2014-11-21 | 2015-07-05 |
| Rep | Dealing in futures contracts | 2013-07-10 | 2015-07-05 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-07-10 | 2015-07-05 |
| Rep | Dealing in securities | 2013-07-10 | 2015-07-05 |