Personnel Hong Kong SFC License Details (ID 20985)

Personnel Hong Kong SFC License Details (ID 20985)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED	RO	Advising on securities	2011-04-28	2019-03-31
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-02-17	2011-04-20
	Rep	Dealing in futures contracts	2009-07-06	2011-04-20
	Rep	Dealing in securities	2009-05-26	2011-04-20
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2007-09-25	2009-05-19
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Asset management	2006-05-22	2009-05-19
	Rep	Advising on corporate finance	-	2003-12-17
	Rep	Asset management	-	2003-12-17
	Rep	Advising on securities	-	2009-05-19