Personnel Hong Kong SFC License Details (ID 2100145)

Personnel Hong Kong SFC License Details (ID 2100145)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Advising on securities	2020-12-04	-
	Rep	Asset management	2020-12-04	-
	Rep	Dealing in securities	2020-12-04	-
Imperium International Asset Management Limited	Rep	Advising on futures contracts	2014-08-08	2014-09-23
	Rep	Advising on securities	2014-08-08	2014-09-23
	Rep	Asset management	2014-08-08	2014-09-23
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-08-08	2014-09-23
	Rep	Dealing in securities	2013-07-15	2014-09-23