Personnel Hong Kong SFC License Details (ID 2100730)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-10-22	2021-11-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2014-10-15	2019-08-13
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2013-07-16	2014-09-30