Personnel Hong Kong SFC License Details (ID 2100734)

Personnel Hong Kong SFC License Details (ID 2100734)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Financial Services Hong Kong Limited	RO	Dealing in securities	2023-08-30	-
	Rep	Dealing in securities	2023-05-31	2023-08-30
Gateway Private Markets (HK) Limited	RO	Asset management	2021-03-05	2023-05-20
	RO	Dealing in securities	2021-03-05	2023-05-20
	Rep	Asset management	2020-04-28	2021-03-05
	Rep	Dealing in securities	2020-04-28	2021-03-05
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2019-07-02	2019-07-02
	Rep	Dealing in futures contracts	2019-07-02	2019-07-02
	Rep	Dealing in securities	2019-07-02	2019-07-02
	Rep	Dealing in securities	2013-07-16	2015-04-01