Personnel SFC Licences and HKMA Registrations (ID 2101324)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULLGOAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2017-06-07	-
	Rep	Asset management	2017-06-07	-
	Rep	Dealing in securities	2017-06-07	-
Morgan Stanley Asia Limited	Rep	Advising on securities	2015-06-16	2017-02-10
	Rep	Dealing in securities	2015-06-16	2017-02-10
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2014-01-09	2015-06-03
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2013-07-17	2015-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.