| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-11-09 | 2021-11-24 |
| Rep | Dealing in futures contracts | 2020-10-14 | 2021-11-24 | |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2013-07-17 | 2020-06-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2013-07-17 | 2020-06-08 |