Personnel Hong Kong SFC License Details (ID 2101336)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-04-30	2015-11-30
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-04-30	2015-11-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-07-17	2014-03-10
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-07-17	2014-03-10