Personnel Hong Kong SFC License Details (ID 2103951)

Personnel Hong Kong SFC License Details (ID 2103951)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2021-02-17	-
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-03-20	2021-01-31
	Rep	Asset management	2017-03-20	2021-01-31
	Rep	Dealing in securities	2017-03-20	2021-01-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-07-22	2017-02-03
	Rep	Asset management	2013-07-22	2017-02-03
	Rep	Dealing in securities	2013-07-22	2017-02-03
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2013-07-22	2017-02-03
	Rep	Asset management	2013-07-22	2017-02-03
	Rep	Dealing in securities	2013-07-22	2017-02-03