Personnel Hong Kong SFC License Details (ID 2103952)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GREEN HARMONY CAPITAL LIMITED	RO	Advising on securities	2022-07-18	-
	RO	Asset management	2021-10-12	-
GREEN HARMONY SECURITIES LIMITED	RO	Advising on securities	2021-10-12	-
	RO	Dealing in securities	2021-10-12	-
GREEN HARMONY CAPITAL LIMITED	Rep	Asset management	2021-09-06	2021-10-12
GREEN HARMONY SECURITIES LIMITED	Rep	Advising on securities	2021-09-06	2021-10-12
HONGKONG BAY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-06-24	2021-09-04
	RO	Asset management	2019-06-24	2021-09-04
Hongkong Bay Securities Limited	RO	Advising on securities	2019-06-24	2021-09-04
	RO	Dealing in securities	2019-06-24	2021-09-04
GRAND FU INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2018-06-05	2019-06-14
Hang Tai Asset Management Limited	Rep	Advising on futures contracts	2017-08-21	2019-06-14
	Rep	Advising on securities	2017-08-21	2019-06-14
	Rep	Asset management	2017-08-21	2019-06-14
GRAND FU INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2017-05-29	2019-06-14
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-10-30	2016-12-23
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-10-30	2016-12-23
GRT Capital Management Limited	Rep	Asset management	2014-04-01	2014-10-22
Golden Hen Securities and Futures Limited	Rep	Dealing in futures contracts	2013-07-22	2014-10-22
	Rep	Dealing in securities	2013-07-22	2014-10-22