Personnel Hong Kong SFC License Details (ID 2104424)

Personnel Hong Kong SFC License Details (ID 2104424)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Chenghe Capital Management Limited	RO	Advising on securities	2023-02-10	-
	RO	Asset management	2023-02-10	-
	RO	Dealing in securities	2023-02-10	-
Great Wall Pan Asia Asset Management Limited	RO	Advising on securities	2018-03-23	2020-12-31
	RO	Asset management	2018-03-23	2020-12-31
	RO	Dealing in securities	2018-03-23	2020-12-31
	Rep	Advising on securities	2017-06-30	2018-03-23
	Rep	Asset management	2017-06-30	2018-03-23
	Rep	Dealing in securities	2017-06-30	2018-03-23
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-07-23	2017-03-17