Personnel Hong Kong SFC License Details (ID 2104436)

Personnel Hong Kong SFC License Details (ID 2104436)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Panda Securities Company Limited	RO	Dealing in securities	2025-02-13	-
	RO	Asset management	2024-08-23	-
	RO	Dealing in futures contracts	2024-08-23	-
	Rep	Dealing in securities	2023-11-09	2025-02-13
DA DI (HONG KONG) FINANCIAL SERVICES LIMITED	RO	Advising on futures contracts	2018-07-31	2021-09-27
	RO	Dealing in futures contracts	2018-07-31	2021-09-27
Hao Tian International Securities Limited	Rep	Dealing in securities	2017-08-21	2018-01-15
Hao Tian International Futures Limited	RO	Dealing in futures contracts	2017-03-08	2018-01-15
	Rep	Dealing in futures contracts	2016-11-08	2017-03-08
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-09-05	2016-07-15
	Rep	Dealing in securities	2014-09-05	2016-07-15
UNITED SIMSEN FOREX DEALERS LIMITED	Rep	Leveraged foreign exchange trading	2014-06-25	2014-08-03
XinKong International Securities Limited	Rep	Dealing in futures contracts	2014-06-25	2014-08-03
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2013-07-23	2014-05-31
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2013-07-23	2014-05-31
	Rep	Leveraged foreign exchange trading	2013-07-23	2014-05-31