Personnel Hong Kong SFC License Details (ID 21045)

Personnel Hong Kong SFC License Details (ID 21045)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIAN CAPITAL PARTNERS (HK) LIMITED	RO	Advising on corporate finance	2024-09-19	2026-01-26
	RO	Advising on securities	2024-09-19	2026-01-26
	RO	Advising on corporate finance	2017-10-27	2020-12-23
	RO	Advising on securities	2017-10-27	2020-12-23
	RO	Asset management	2017-10-27	2020-12-23
	Rep	Advising on corporate finance	2013-02-08	2017-10-27
	Rep	Advising on securities	2013-02-08	2017-10-27
	Rep	Asset management	2013-02-08	2017-10-27
WINNINGTON CAPITAL LIMITED	RO	Advising on securities	2010-04-08	2012-12-31
	RO	Asset management	2010-04-08	2012-12-31
	Rep	Advising on securities	2007-04-24	2010-04-08
	Rep	Asset management	2007-04-24	2010-04-08
ASIAN CAPITAL PARTNERS (HK) LIMITED	RO	Asset management	2005-06-07	2007-03-26
	Rep	Advising on corporate finance	2003-11-13	2007-03-26
	Rep	Advising on securities	2003-11-13	2007-03-26