Personnel Hong Kong SFC License Details (ID 21053109)

Personnel Hong Kong SFC License Details (ID 21053109)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-12-22	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-05-02	2021-09-19
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2019-05-02	2021-09-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-05-02	2021-09-19
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2019-05-02	2021-09-19
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2019-05-02	2021-09-19
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2018-07-30	2019-03-18