Personnel Hong Kong SFC License Details (ID 2106091)

Personnel Hong Kong SFC License Details (ID 2106091)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2023-09-18	-
	Rep	Dealing in securities	2023-09-18	-
Harmonia Capital Limited	Rep	Asset management	2021-03-24	2023-04-30
	Rep	Advising on securities	2020-09-11	2023-04-30
	Rep	Dealing in securities	2020-09-11	2023-04-30
SHENG YUAN ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-06-21	2020-03-06
	Rep	Asset management	2019-06-21	2020-03-06
SHENG YUAN SECURITIES LIMITED	Rep	Advising on securities	2017-12-08	2020-03-06
	Rep	Dealing in futures contracts	2017-12-08	2020-03-06
	Rep	Dealing in securities	2017-12-08	2020-03-06
FORMAX SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-08-22	2017-09-01
	Rep	Dealing in securities	2017-08-22	2017-09-01
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2016-05-10	2017-07-15
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-05-10	2017-07-15
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2016-01-25	2016-04-24
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2013-07-25	2016-04-24
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-07-25	2016-04-24