Personnel Hong Kong SFC License Details (ID 2106097)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	RO	Dealing in futures contracts	2022-11-02	-
	RO	Asset management	2020-12-17	2023-02-24
	RO	Advising on securities	2017-05-17	-
	RO	Dealing in securities	2017-05-17	-
	Rep	Advising on securities	2014-04-29	2017-05-17
	Rep	Dealing in securities	2014-04-29	2017-05-17
OnePlatform Asset Management Limited	Rep	Advising on securities	2013-07-25	2014-03-10
	Rep	Asset management	2013-07-25	2014-03-10
	Rep	Dealing in securities	2013-07-25	2014-03-10