| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MAN INVESTMENTS (HONG KONG) LIMITED | RO | Advising on securities | 2023-10-03 | - |
| RO | Dealing in securities | 2023-10-03 | - | |
| RO | Advising on securities | 2022-08-30 | 2023-10-02 | |
| RO | Dealing in securities | 2022-08-30 | 2023-10-02 | |
| Rep | Advising on securities | 2018-01-15 | 2022-08-30 | |
| Rep | Dealing in securities | 2018-01-15 | 2022-08-30 | |
| LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2015-05-13 | 2017-12-03 |
| RO | Dealing in securities | 2015-05-13 | 2017-12-03 | |
| BlueBay Hong Kong Limited | RO | Dealing in securities | 2011-12-13 | 2013-11-30 |
No HKMA registrations in the collected records.