Personnel Hong Kong SFC License Details (ID 2106910)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Advising on securities	2019-11-12	2019-11-15
	Rep	Dealing in securities	2019-11-12	2019-11-15
	Rep	Advising on securities	2019-06-17	2019-06-19
	Rep	Dealing in securities	2019-06-17	2019-06-19
	Rep	Advising on securities	2018-08-08	2018-08-10
	Rep	Dealing in securities	2018-08-08	2018-08-10
	Rep	Advising on securities	2016-06-13	2016-06-16
	Rep	Dealing in securities	2016-06-13	2016-06-16
	Rep	Dealing in securities	2013-07-26	2014-12-01