Personnel SFC Licences and HKMA Registrations (ID 2106923)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Advising on securities	2022-11-15	-
	Rep	Asset management	2022-11-15	-
	Rep	Dealing in securities	2022-11-15	-
Nanjia Capital Limited (HK)	Rep	Asset management	2019-10-30	2021-02-26
	Rep	Dealing in securities	2019-10-30	2021-02-26
Synergy Fund Management Group Limited	Rep	Advising on securities	2013-07-26	2017-02-01
	Rep	Asset management	2013-07-26	2017-02-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.