Personnel Hong Kong SFC License Details (ID 2107762)

Personnel Hong Kong SFC License Details (ID 2107762)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
One Heritage Capital Management Limited	RO	Advising on securities	2021-11-11	2024-03-31
	RO	Asset management	2021-11-11	2024-03-31
	Rep	Advising on securities	2021-11-04	2021-11-11
	Rep	Asset management	2021-11-04	2021-11-11
Huge Asset Management Limited	RO	Advising on securities	2019-08-19	2021-06-30
	RO	Asset management	2019-08-19	2021-06-30
	Rep	Advising on securities	2019-08-06	2019-08-19
	Rep	Asset management	2019-08-06	2019-08-19
China Enterprise Securities Company Limited	RO	Advising on securities	2018-08-07	2019-03-29
	RO	Dealing in securities	2018-08-07	2019-03-29
	Rep	Advising on securities	2017-09-07	2018-02-15
	Rep	Dealing in securities	2017-09-07	2018-02-15
	RO	Asset management	2017-09-07	2019-03-29
Axis Capital Management Limited	Rep	Advising on securities	2014-05-14	2017-06-01
	Rep	Asset management	2014-03-10	2017-06-01
GigaMoney Limited	Rep	Dealing in securities	2013-07-29	2014-01-17
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2013-07-29	2014-01-17